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SCOTTSDALE CORPORATE OFFICE
480-505-0234

WHAT MAKES US DIFFERENT

PARTICIPANT EDUCATION

PLAN SPONSOR SERVICES

PLAN SPONSOR SERVICES

WealthPlan Advisors works with hundreds of companies across the country to provide retirement plan

consulting services to 401k, 403b, Defined Benefit, ESOPs and Non-Qualified Deferred compensation plans.

PLAN SPONSOR LOGIN

Our online access tool to Egnyte for authorized client personnel

401k Advisors Arizona - Wealth Plan Advisors - Employee Engagement

EMPLOYEE ENGAGEMENT

Participant behavior analysis and consulting
Enrollment support
Annual participant education strategy and planning
Financial well-being counseling (401k, Social Security and other personal assets)
Individual Retirement Guidance Program (IRG)
- 1-on-1 employee counseling
- No commissions on other services

401k Advisors Arizona - Wealth Plan Advisors - Plan Consulting

PLAN CONSULTING/

GOVERNANCE/

COMPLIANCE

401k Advisors Arizona - Wealth Plan Advisors - Investment Consulting

INVESTMENT CONSULTING/ OVERSIGHT

Establish and educate committee
Committee charter guidance
Training on fiduciary duties
Resource to HR for administration and compliance
Agenda, minutes and documentation
Plan design consultation
Service provider selection process and consultation
Compliance monitoring
Fee disclosure and benchmarking
Service provider trouble shooting and interface
Legislative and regulatory updates and consultation
Qualified Default Investment Allocation (QDIA) monitoring
Request for information (RFI) and Request for Proposal (RFP) process management

Ability to serve as ERISA 3(21) and 3(38) Fiduciary
Investment Policy Statement (IPS) development
Consultation on investment structure
Consultation on investment allocation and number of options
Target Date Portfolios - analysis, selection and review
Initial Manager screening, analysis and selection
New investment manager search
Ongoing reporting and monitoring
Internal WPA investment committee/fi360 screens
Ongoing watch list process
Regular investment committee meetings

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